As a Trade Surveillance administrator, you can generate compliance reports that quantify cluster statistics for your entire company and for individual traders. Reports can be generated from the “Reports” tab on the Trade Surveillance dashboard. Existing compliance reports can also be viewed on this tab.
The following types of reports can be generated in TT Trade Surveillance:
- Summary Statistics — Summary statistics of clusters over a given time period.
- Processing Statistics — Daily processing statistics.
- Compliance Statistics — Summary of investigations and reviews for a given time period.
- Risk Trend — Trends report for the summary statistics.
- Audit Trail Reports — Comprehensive record of all events sent to TT and verify which data is used in Trade Surveillance processing.
After generating a report, you can select which statistics to display and download each set of data from the report as needed.
Note: You must have administrator permissions in Setup in order to generate reports. As a TT Trade Surveillance administrator, you can generate reports for your company and view data for all accounts that your users have access to, including accounts shared with your company. As a TT Trade Surveillance account administrator, you can generate reports only for the accounts assigned to you.