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Overview
Introduction
How TT Trade Surveillance Works
Accessing TT Trade Surveillance
TT Trade Surveillance Dashboard
TT Trade Surveillance Preferences
Using TT Trade Surveillance
Workflow Summary
Selecting Data
Analyzing trading activity using data visualizations
Recording reviews and opening investigations
Creating custom alerts in TT Trade Surveillance
Cluster Views
Cross Product
Cross Products Overview
Configuring Product Combinations
Viewing Notional Values
Viewing Dual Ladders
Core Models
Abusive Messaging
Automated Collusive Spoofing
Automated Spoofing
Collusive Spoofing
Cross Trading
Deal Time
Disruptive Order
Dominance at Open
Dominating the Close
Excessive Bid/Ask
Exchange Messaging Rate Limit
Floor/Ceiling
Front Running
Influencing the Open
Marking the Close
Momentum Ignition
Order Book Dominance
Pinging
Price Ramping
Roundtrip Wash Trading
Single-Sided Order Book Dominance
Spoofing
Wash Trading
Configurable Models
Configurable Models Introduction
Creating a Configurable Model
Creating Filters for a Configurable Model
Getting Configurable Model History
Comparing Configurable Model Instance Versions
Copying Configurable Model Row Text
Exporting Configurable Model Data
Generating Reports
TT Trade Surveillance Reports Overview
Generating a Summary Statistics Report
Generating a Processing Statistics Report
Generating a Compliance Statistics Report
Generating a Risk Trend Report
Viewing, Exporting, and Deleting Reports
Reference
Generating a Compliance Statistics Report
Generating a Compliance Statistics Report
To generate a Compliance Statistics report:
- On the Trade Surveillance dashboard, select the Reports tab and click Generate Report.
The reports data selection panel is displayed on the left side of the screen.
- Select Compliance Stats in the Select a Report field in the reports data selection panel.
- Enter data for the following Inputs fields in the panel:
- Start and End Date — Sets the time period for reporting the statistics.
- Report Type — Select either a summary of investigations or cluster reviews.
- Company ID — Generates and displays the compliance stats for your company.
- Click Generate Report.
The report is displayed on the screen.
The report shows investigations or reviews opened per user and by all users in your company. The table in each section lists the model name, the number of reviews or investigations in the previous time period, and the number during the given time period based on the Start Date - End Date.