Having analyzed the trading activity, you are ready to begin reviewing the clusters to determine whether additional investigation is needed. During the review process, TT Score lets you attach notes to individual clusters and to daily cluster groups to record your dispositions. To provide traceability, TT Score maintains a historical record of all notes that are added to a cluster or cluster group.
You should review each cluster or cluster group that TT Score identifies and make disposition comments. For clusters with higher risk scores, you might want to examine the behavior more closely and create notes of your findings. When reviewing clusters with lower scores, you could simply add a note that the cluster has been reviewed.
To add review notes to clusters and cluster groups:
In the Cluster List, the Reviewed column for the cluster now shows true to indicate that the cluster has been reviewed.
You have successfully added review notes to a cluster. If suspect that a cluster or cluster group requires a more detailed analysis, you can begin an investigation with the reviews you create.
After reviewing various clusters or cluster groups, you might determine that more investigation or follow-up is required. If so, you can open an investigation from a review or add your reviews to an existing investigation. Using investigations lets you create dispositions for problematic trading activity that occurs across multiple clusters or even across multiple traders and accounts.
To start an investigation into a cluster or cluster group:
In the Type Investigation Name field, enter a name for the investigation and click Create New Investigation.
Alternatively, you can select an existing investigation and click Add to Existing Investigation to add this review to the investigation. The investigation is added to the OPEN INVESTIGATIONS section of the TT Score Dashboard.
You have successfully added a cluster review to an investigation.
From the TT Score Dashboard, you can view existing investigations. Within each investigation report you can track the investigaton's progress, assign a different owner to manage the investigation, and add comments or a final disposition with attachments.
To manage an investigation:
The investigation details appear.
The following sections are included on this screen:
You have succesfully managed changes to an investigation.